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SEBI REG: INH000012856BSE: 5845
Regulatory Disclosures

Compliance Centre

Everything SEBI requires us to disclose β€” the Investor Charter, live complaint status, statutory disclaimer, Terms & Conditions, and our AML, Refund, Privacy and Grievance Redressal policies β€” all in one place.

SEBI Reg: INH000012856BSE: 5845Jurisdiction: Indore, MP
Legal Disclosure

Investogainer Research β€” Full Disclaimer

Welcome to Investogainer Research, operated by Deepak Pal, SEBI Registered Research Analyst (Reg. No. INH000012856, BSE Enlistment No. 5845). We are committed to providing transparent, unbiased, and research-backed insights to investors and traders in the Indian stock market.

Market Risk Disclaimer

  • Investments are inherently risky and subject to price fluctuations and market volatility.
  • Investors may face partial or complete loss of invested capital.
  • SEBI registration and NISM certification do not guarantee performance or returns.
  • Past performance does not guarantee future returns.
  • Read all related documents carefully before investing.

Nature of Services

  • We offer only research and recommendation services as permitted under SEBI (RA) Regulations, 2014.
  • We do not execute trades, manage client funds, or offer guaranteed returns.
  • We do not provide jackpot tips or assured profit schemes.
  • Any third party offering such services in our name is fraudulent β€” remain vigilant.

Data Accuracy & Third-Party Risk

While utmost care is taken to ensure data accuracy, some information may be sourced from third-party vendors. We do not independently verify all such data and are not liable for any inaccuracies or omissions arising thereof.

Investor Responsibility

All investment decisions based on our reports, analysis, or communication are at the sole discretion of the investor. We strongly recommend consulting a qualified financial advisor before investing. You remain solely responsible for all trading actions.

Regulatory Compliance

We operate strictly under the SEBI (Research Analyst) Regulations, 2014 and relevant SEBI circulars. Our SEBI registration signifies regulatory compliance, not a performance guarantee or return assurance.

Be Alert. Stay Informed.

Always verify our official registration on SEBI's website. Only trust communications from our verified email addresses and official phone numbers. Report any suspicious activity to us and SEBI immediately.

Statutory Warning β€” SEBI Mandated: Registration granted by SEBI, membership of a SEBI recognised supervisory body (BSE) and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors. Investments in securities market are subject to market risks. Read all the related documents carefully before investing.
SEBI Mandatory Charter

Investor Charter for Research Analysts

Our commitment to every investor β€” transparent services, defined rights, and a clear grievance mechanism.

πŸ”­ Vision

Invest with knowledge & safety. We envision an India where every investor, regardless of background, has access to professional-grade stock market research and can make confident, informed investment decisions.

🎯 Mission

To enable every investor to invest in the right investment products based on their needs, monitor their portfolios, access timely research, and achieve financial wellness β€” all under SEBI-compliant and transparent practices.

B. Business Activities Undertaken for Investors

  • Publishing research reports based on our own research activities
  • Providing an independent and unbiased view on securities
  • Offering transparent recommendations while disclosing any financial interests
  • Providing research based on publicly available data and sound analysis
  • Conducting annual audits as per regulatory norms
  • Ensuring all advertisements adhere to the Advertisement Code for RAs
  • Maintaining detailed records of all client interactions, including prospective clients

C. Services Provided to Investors

Client Onboarding:

  • Sharing detailed terms and conditions of the research services
  • Conducting complete KYC for fee-paying clients

Disclosures to Clients:

  • Material disclosures regarding business activities, disciplinary history, terms & conditions
  • Disclosure of use of AI tools in research, if any
  • Disclosure of material conflict in third-party research, with relevant links
  • Disclosure of internal conflicts, if any

Service Commitments:

  • Equal access to research reports and recommendations
  • Strict confidentiality before public release of reports
  • Protection of client data and privacy
  • Clear timelines for each service and adherence
  • Caution notices for complex and high-risk products
  • Honest and transparent client communication
Redressal

D. Grievance Redressal Mechanism

1

File with Research Analyst

Contact us directly. We aim to resolve your issue within 21 days of receipt.

2

SCORES 2.0 β€” SEBI

Escalate via scores.sebi.gov.in. First review by RAASB, second review by SEBI.

3

SMARTODR β€” Online Dispute

If unsatisfied, approach SMARTODR for online conciliation or arbitration.

4

Physical Complaint β€” SEBI

SEBI Bhavan, Plot No. C4-A, 'G' Block, BKC, Bandra (E), Mumbai – 400051.

Investor Rights

E. Rights of Investors

Right to Privacy and ConfidentialityRight to Transparent PracticesRight to Equitable TreatmentRight to Adequate and Accurate InformationRight to Initial and Ongoing DisclosureRight to Fair AdvertisingRight to Service Timelines and ParametersRight to Redressal and Being HeardRight to Exit from Services as per agreed termsRight to Clear Warnings on Complex ProductsAdditional Rights for Vulnerable InvestorsRight to Provide FeedbackRight Against Unfair Clauses in Agreements

F. Investor Responsibilities β€” Do's

  • Always deal with SEBI-registered Research Analysts only
  • Confirm validity of registration through SEBI's official site
  • Carefully read disclosures in research reports
  • Pay only through official banking channels and retain valid receipts
  • Optionally use CeFCoM (if applicable)
  • Refer to the RA's recommendations before investing
  • Clarify doubts directly with the RA before acting
  • Especially seek clarity when dealing with high-risk or complex financial products
Internal Resolution

1. Grievance Officer

Contact Compliance Officer Mr. Deepak Pal for quick internal resolution. We acknowledge within 48 working hours and aim to resolve within 7 working days.

Lodge Complaint β†’
SEBI SCORES

2. SEBI SCORES Portal

Lodge complaints directly on SEBI's Centralized Online Portal. First review by RAASB, second review by SEBI.

Visit SCORES β†’
Online Dispute

3. SMART ODR Portal

If unsatisfied, approach SMARTODR for online conciliation, mediation or arbitration of securities market disputes.

Visit SMART ODR β†’
SEBI Compliance

Investor Complaint Data

Reporting period: current month Β· figures below update automatically once connected to the compliance sheet

0
Pending Complaints
1
Total Received
1
Total Resolved
0
Pending > 3 Months
N.A.
Avg Resolution Time

Impersonation Complaints: Number of complaints received during the reporting month against Investogainer Research due to impersonation by some other entity: 0. We are not responsible for any unauthorised entity misusing our name.

Monthly Complaint Summary β€” Reporting Period
Sr. No.Received FromPending (Last Month)ReceivedResolved*Total Pending#Pending >3 MonthsAvg Resolution^
1Directly from Investors00000N.A.
2SEBI (SCORES)00000N.A.
3Other Sources (if any)00000N.A.
Grand Total00000N.A.

* Inclusive of complaints of previous months resolved in the current month.   # Inclusive of complaints pending as on the last day of the month.   ^ Average resolution time = sum of days taken per complaint Γ· total resolved in the month.

Monthly Trend

Trend of Monthly Disposal

Month-wise complaint data as disclosed to SEBI

Monthly Disposal Trend
Sr.MonthCarried ForwardReceivedResolved*Pending#
1March 20240000
2April 20240000
3May 20240000
4June 20240000
5July 20240000
6August 20240000
7September 20240000
8October 20240000
9November 20240000
10December 20240000
11January 20250110
12February 20250000
13March 20250000
14April 20250000
15May 20250000
16June 20250000
17July 20250000
18August 20250000
19September 20250000
20October 20250000
21November 20250000
22December 20250000
23January 20260000
24February 20260000
25March 20260000
26April 20260000
27May 20260000
28June 20260000
Grand Total0110
Annual Summary

Year-wise Complaint Summary

Annual disposal by financial year

Annual Disposal β€” Financial Year
Sr.YearCarried ForwardReceivedResolved*Pending#
12022-230000
22023-240000
32024-250110
42025-260000
Grand Total0110
Legal Document

Terms & Conditions

Please read these terms carefully before using our research and advisory services.

1. Nature of Services

  • We provide equity market research and recommendations based on technical and/or fundamental analysis.
  • We do not offer portfolio management, trading tips, guaranteed return schemes, or investment in any collective investment vehicle.
  • We do not handle client funds or execute trades on behalf of clients.

2. Client Eligibility

  • Services are available only to individuals aged 18 or above.
  • Clients must complete KYC and risk profiling as per SEBI guidelines before availing services.
  • Client is solely responsible for understanding the suitability of recommendations based on their financial condition and risk appetite.

3. Fees and Payment

  • Fees once paid are non-refundable and non-transferable, except as provided under our Refund Policy below.
  • Payments are accepted through secure payment gateways only (e.g. UPI, Credit/Debit Card, Net Banking).
  • EMI options, if offered, are facilitated through third-party providers and are subject to their terms.

4. No Guaranteed Returns

  • We do not guarantee or assure returns under any circumstances.
  • Past performance of recommendations does not indicate future results.

5. Risk Disclosure

  • Investments in securities markets are subject to market risks.
  • Clients are advised to use their own discretion or consult an independent financial advisor before acting on any recommendation.

6. Confidentiality & Data Usage

  • Client data is stored and used as per our Privacy Policy below.
  • We do not sell or share personal information to any third party except as required by law or SEBI audit/compliance.

7. Intellectual Property

  • All research reports, strategies, and content are the intellectual property of Investogainer Research.
  • Copying, redistributing, or commercial use without written permission is strictly prohibited.

8. Termination & Suspension

We reserve the right to suspend or terminate services if:

  • Client is found violating any terms
  • There is misuse of proprietary content
  • Regulatory directives require such action

9. Grievance Redressal

10. Jurisdiction & Governing Law

  • These terms shall be governed by and construed in accordance with the laws of India.
  • Any disputes shall fall under the exclusive jurisdiction of courts in Indore, Madhya Pradesh.

11. Modifications to Terms

Investogainer Research reserves the right to update these terms anytime without prior notice. Clients are advised to review the latest version on our website regularly.

SEBI Compliance

AML / PMLA Policy

PMLA 2002 (Prevention of Money Laundering Act) is India's key law to prevent money laundering. It requires reporting suspicious transactions, ensures KYC compliance, and mandates monitoring, verification, and record keeping to control illegal financial activities.

As a SEBI-registered entity, Investogainer Research strictly adheres to all AML guidelines and performs necessary KYC before onboarding any client. All clients are required to complete KYC before availing our research services.

Queries: info@investogainerresearch.com

Payments

πŸ’³ SEBI-Compliant Refund Policy

We follow a transparent and SEBI-compliant refund policy. Eligible refunds for unused subscription periods are provided on a pro-rata basis without any penalty charges. No refund is applicable after completion of the service period. Approved refunds are processed within 7–10 working days to the original payment source.

  • Pro-Rata Refunds: Eligible clients seeking subscription cancellation are provided pro-rata refunds for the unexpired/unused subscription period.
  • No Penalty Charges: No arbitrary penalty fees or deduction charges are applied to legitimate pro-rata refund requests.
  • Market-related losses are not covered under the refund policy.

Queries: info@investogainerresearch.com

Data Protection

πŸ” Privacy Policy

We respect and protect your personal information. Your data is used only for providing our services and support. We do not sell or share your information without consent, except when required by law. Reasonable security measures are in place to keep your data safe. By using our services, you agree to our Privacy Policy.

Personal information collected during eKYC is used strictly for onboarding, service delivery, and regulatory compliance. Your data is never shared with third parties for marketing purposes.

Queries: support@investogainerresearch.com

Investor Protection

Grievance Redressal Policy

We are committed to fair, transparent, and timely resolution of investor grievances in accordance with SEBI regulations. All complaints are acknowledged within 48 working hours and resolved within 7 working days whenever possible. Investors may contact our Compliance Officer for any grievance or support request.

SEBI SCORESSMARTODR
Compliance Officer
Mr. Deepak Pal
Email
deepakpal6364@gmail.com
Phone
+91 90988 04206

Questions About Our Compliance Policies?

Our compliance team is available Monday–Friday, 10 AM – 6 PM.