Compliance Centre
Everything SEBI requires us to disclose β the Investor Charter, live complaint status, statutory disclaimer, Terms & Conditions, and our AML, Refund, Privacy and Grievance Redressal policies β all in one place.
Investogainer Research β Full Disclaimer
Welcome to Investogainer Research, operated by Deepak Pal, SEBI Registered Research Analyst (Reg. No. INH000012856, BSE Enlistment No. 5845). We are committed to providing transparent, unbiased, and research-backed insights to investors and traders in the Indian stock market.
Market Risk Disclaimer
- Investments are inherently risky and subject to price fluctuations and market volatility.
- Investors may face partial or complete loss of invested capital.
- SEBI registration and NISM certification do not guarantee performance or returns.
- Past performance does not guarantee future returns.
- Read all related documents carefully before investing.
Nature of Services
- We offer only research and recommendation services as permitted under SEBI (RA) Regulations, 2014.
- We do not execute trades, manage client funds, or offer guaranteed returns.
- We do not provide jackpot tips or assured profit schemes.
- Any third party offering such services in our name is fraudulent β remain vigilant.
Data Accuracy & Third-Party Risk
While utmost care is taken to ensure data accuracy, some information may be sourced from third-party vendors. We do not independently verify all such data and are not liable for any inaccuracies or omissions arising thereof.
Investor Responsibility
All investment decisions based on our reports, analysis, or communication are at the sole discretion of the investor. We strongly recommend consulting a qualified financial advisor before investing. You remain solely responsible for all trading actions.
Regulatory Compliance
We operate strictly under the SEBI (Research Analyst) Regulations, 2014 and relevant SEBI circulars. Our SEBI registration signifies regulatory compliance, not a performance guarantee or return assurance.
Be Alert. Stay Informed.
Always verify our official registration on SEBI's website. Only trust communications from our verified email addresses and official phone numbers. Report any suspicious activity to us and SEBI immediately.
Investor Charter for Research Analysts
Our commitment to every investor β transparent services, defined rights, and a clear grievance mechanism.
π Vision
Invest with knowledge & safety. We envision an India where every investor, regardless of background, has access to professional-grade stock market research and can make confident, informed investment decisions.
π― Mission
To enable every investor to invest in the right investment products based on their needs, monitor their portfolios, access timely research, and achieve financial wellness β all under SEBI-compliant and transparent practices.
B. Business Activities Undertaken for Investors
- Publishing research reports based on our own research activities
- Providing an independent and unbiased view on securities
- Offering transparent recommendations while disclosing any financial interests
- Providing research based on publicly available data and sound analysis
- Conducting annual audits as per regulatory norms
- Ensuring all advertisements adhere to the Advertisement Code for RAs
- Maintaining detailed records of all client interactions, including prospective clients
C. Services Provided to Investors
Client Onboarding:
- Sharing detailed terms and conditions of the research services
- Conducting complete KYC for fee-paying clients
Disclosures to Clients:
- Material disclosures regarding business activities, disciplinary history, terms & conditions
- Disclosure of use of AI tools in research, if any
- Disclosure of material conflict in third-party research, with relevant links
- Disclosure of internal conflicts, if any
Service Commitments:
- Equal access to research reports and recommendations
- Strict confidentiality before public release of reports
- Protection of client data and privacy
- Clear timelines for each service and adherence
- Caution notices for complex and high-risk products
- Honest and transparent client communication
D. Grievance Redressal Mechanism
File with Research Analyst
Contact us directly. We aim to resolve your issue within 21 days of receipt.
SCORES 2.0 β SEBI
Escalate via scores.sebi.gov.in. First review by RAASB, second review by SEBI.
SMARTODR β Online Dispute
If unsatisfied, approach SMARTODR for online conciliation or arbitration.
Physical Complaint β SEBI
SEBI Bhavan, Plot No. C4-A, 'G' Block, BKC, Bandra (E), Mumbai β 400051.
E. Rights of Investors
F. Investor Responsibilities β Do's
- Always deal with SEBI-registered Research Analysts only
- Confirm validity of registration through SEBI's official site
- Carefully read disclosures in research reports
- Pay only through official banking channels and retain valid receipts
- Optionally use CeFCoM (if applicable)
- Refer to the RA's recommendations before investing
- Clarify doubts directly with the RA before acting
- Especially seek clarity when dealing with high-risk or complex financial products
1. Grievance Officer
Contact Compliance Officer Mr. Deepak Pal for quick internal resolution. We acknowledge within 48 working hours and aim to resolve within 7 working days.
Lodge Complaint β2. SEBI SCORES Portal
Lodge complaints directly on SEBI's Centralized Online Portal. First review by RAASB, second review by SEBI.
Visit SCORES β3. SMART ODR Portal
If unsatisfied, approach SMARTODR for online conciliation, mediation or arbitration of securities market disputes.
Visit SMART ODR βInvestor Complaint Data
Reporting period: current month Β· figures below update automatically once connected to the compliance sheet
Impersonation Complaints: Number of complaints received during the reporting month against Investogainer Research due to impersonation by some other entity: 0. We are not responsible for any unauthorised entity misusing our name.
| Sr. No. | Received From | Pending (Last Month) | Received | Resolved* | Total Pending# | Pending >3 Months | Avg Resolution^ |
|---|---|---|---|---|---|---|---|
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | N.A. |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | N.A. |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | N.A. |
| Grand Total | 0 | 0 | 0 | 0 | 0 | N.A. |
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month. ^ Average resolution time = sum of days taken per complaint Γ· total resolved in the month.
Trend of Monthly Disposal
Month-wise complaint data as disclosed to SEBI
| Sr. | Month | Carried Forward | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | March 2024 | 0 | 0 | 0 | 0 |
| 2 | April 2024 | 0 | 0 | 0 | 0 |
| 3 | May 2024 | 0 | 0 | 0 | 0 |
| 4 | June 2024 | 0 | 0 | 0 | 0 |
| 5 | July 2024 | 0 | 0 | 0 | 0 |
| 6 | August 2024 | 0 | 0 | 0 | 0 |
| 7 | September 2024 | 0 | 0 | 0 | 0 |
| 8 | October 2024 | 0 | 0 | 0 | 0 |
| 9 | November 2024 | 0 | 0 | 0 | 0 |
| 10 | December 2024 | 0 | 0 | 0 | 0 |
| 11 | January 2025 | 0 | 1 | 1 | 0 |
| 12 | February 2025 | 0 | 0 | 0 | 0 |
| 13 | March 2025 | 0 | 0 | 0 | 0 |
| 14 | April 2025 | 0 | 0 | 0 | 0 |
| 15 | May 2025 | 0 | 0 | 0 | 0 |
| 16 | June 2025 | 0 | 0 | 0 | 0 |
| 17 | July 2025 | 0 | 0 | 0 | 0 |
| 18 | August 2025 | 0 | 0 | 0 | 0 |
| 19 | September 2025 | 0 | 0 | 0 | 0 |
| 20 | October 2025 | 0 | 0 | 0 | 0 |
| 21 | November 2025 | 0 | 0 | 0 | 0 |
| 22 | December 2025 | 0 | 0 | 0 | 0 |
| 23 | January 2026 | 0 | 0 | 0 | 0 |
| 24 | February 2026 | 0 | 0 | 0 | 0 |
| 25 | March 2026 | 0 | 0 | 0 | 0 |
| 26 | April 2026 | 0 | 0 | 0 | 0 |
| 27 | May 2026 | 0 | 0 | 0 | 0 |
| 28 | June 2026 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 1 | 1 | 0 |
Year-wise Complaint Summary
Annual disposal by financial year
| Sr. | Year | Carried Forward | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
| 1 | 2022-23 | 0 | 0 | 0 | 0 |
| 2 | 2023-24 | 0 | 0 | 0 | 0 |
| 3 | 2024-25 | 0 | 1 | 1 | 0 |
| 4 | 2025-26 | 0 | 0 | 0 | 0 |
| Grand Total | 0 | 1 | 1 | 0 |
Terms & Conditions
Please read these terms carefully before using our research and advisory services.
1. Nature of Services
- We provide equity market research and recommendations based on technical and/or fundamental analysis.
- We do not offer portfolio management, trading tips, guaranteed return schemes, or investment in any collective investment vehicle.
- We do not handle client funds or execute trades on behalf of clients.
2. Client Eligibility
- Services are available only to individuals aged 18 or above.
- Clients must complete KYC and risk profiling as per SEBI guidelines before availing services.
- Client is solely responsible for understanding the suitability of recommendations based on their financial condition and risk appetite.
3. Fees and Payment
- Fees once paid are non-refundable and non-transferable, except as provided under our Refund Policy below.
- Payments are accepted through secure payment gateways only (e.g. UPI, Credit/Debit Card, Net Banking).
- EMI options, if offered, are facilitated through third-party providers and are subject to their terms.
4. No Guaranteed Returns
- We do not guarantee or assure returns under any circumstances.
- Past performance of recommendations does not indicate future results.
5. Risk Disclosure
- Investments in securities markets are subject to market risks.
- Clients are advised to use their own discretion or consult an independent financial advisor before acting on any recommendation.
6. Confidentiality & Data Usage
- Client data is stored and used as per our Privacy Policy below.
- We do not sell or share personal information to any third party except as required by law or SEBI audit/compliance.
7. Intellectual Property
- All research reports, strategies, and content are the intellectual property of Investogainer Research.
- Copying, redistributing, or commercial use without written permission is strictly prohibited.
8. Termination & Suspension
We reserve the right to suspend or terminate services if:
- Client is found violating any terms
- There is misuse of proprietary content
- Regulatory directives require such action
9. Grievance Redressal
- Clients can raise complaints via email at: support@investogainerresearch.com
- We follow SEBI's guidelines for redressal timelines β see full Grievance Redressal Policy below.
- If unresolved, complaints can be escalated through SEBI SCORES.
10. Jurisdiction & Governing Law
- These terms shall be governed by and construed in accordance with the laws of India.
- Any disputes shall fall under the exclusive jurisdiction of courts in Indore, Madhya Pradesh.
11. Modifications to Terms
Investogainer Research reserves the right to update these terms anytime without prior notice. Clients are advised to review the latest version on our website regularly.
AML / PMLA Policy
PMLA 2002 (Prevention of Money Laundering Act) is India's key law to prevent money laundering. It requires reporting suspicious transactions, ensures KYC compliance, and mandates monitoring, verification, and record keeping to control illegal financial activities.
As a SEBI-registered entity, Investogainer Research strictly adheres to all AML guidelines and performs necessary KYC before onboarding any client. All clients are required to complete KYC before availing our research services.
Queries: info@investogainerresearch.com
π³ SEBI-Compliant Refund Policy
We follow a transparent and SEBI-compliant refund policy. Eligible refunds for unused subscription periods are provided on a pro-rata basis without any penalty charges. No refund is applicable after completion of the service period. Approved refunds are processed within 7β10 working days to the original payment source.
- Pro-Rata Refunds: Eligible clients seeking subscription cancellation are provided pro-rata refunds for the unexpired/unused subscription period.
- No Penalty Charges: No arbitrary penalty fees or deduction charges are applied to legitimate pro-rata refund requests.
- Market-related losses are not covered under the refund policy.
Queries: info@investogainerresearch.com
π Privacy Policy
We respect and protect your personal information. Your data is used only for providing our services and support. We do not sell or share your information without consent, except when required by law. Reasonable security measures are in place to keep your data safe. By using our services, you agree to our Privacy Policy.
Personal information collected during eKYC is used strictly for onboarding, service delivery, and regulatory compliance. Your data is never shared with third parties for marketing purposes.
Queries: support@investogainerresearch.com
Grievance Redressal Policy
We are committed to fair, transparent, and timely resolution of investor grievances in accordance with SEBI regulations. All complaints are acknowledged within 48 working hours and resolved within 7 working days whenever possible. Investors may contact our Compliance Officer for any grievance or support request.